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IAB Technical Comment on the Unique DNS Root
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Status of this document
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This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC 2026.

Internet-Drafts are working documents of the Internet Engineering Task
Force (IETF), its areas, and its working groups.  Note that other
groups may also distribute working documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time.  It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."

The list of current Internet-Drafts can be accessed at
<http://www.ietf.org/ietf/1id-abstracts.txt>

The list of Internet-Draft Shadow Directories can be accessed at
<http://www.ietf.org/shadow.html>

Distribution of this document is unlimited.  Please send comments to
iab@ietf.org.

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1.  Summary

To remain a global network, the Internet requires the existence of a
globally unique public name space.  The DNS name space is a
hierarchical name space derived from a single, globally unique root.
This is a technical constraint inherent in the design of the DNS.
Therefore it is not technically feasible for there to be more than one
root in the public DNS.  That one root must be supported by a set of
coordinated root servers administered by a unique naming authority.

Put simply, deploying multiple public DNS roots would raise a very
strong possibility that users of different ISPs who click on the same
link on a web page could end up at different destinations, against the
will of the web page designers.

This does not preclude private networks from operating their own
private name spaces, but if they wish to make use of names uniquely
defined for the global Internet, they have to fetch that information
from the global DNS naming hierarchy, and in particular from the
coordinated root servers of the global DNS naming hierarchy.
 
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2.  Detailed Explanation
 
There are several distinct reasons why the DNS requires a single root
in order to operate properly.

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2.1.  Maintenance of a Common Symbol Set

Effective communications between two parties requires two essential
preconditions:

- The existence of a common symbol set, and

- The existence of a common semantic interpretation of these
symbols.  

Failure to meet the first condition implies a failure to communicate
at all, while failure to meet the second implies that the meaning of
the communication is lost.
 
In the case of a public communications system this condition of a
common symbol set with a common semantic interpretation must be
further strengthened to that of a unique symbol set with a unique
semantic interpretation.  This condition of uniqueness allows any
party to initiate a communication that can be received and understood
by any other party.  Such a condition rules out the ability to define
a symbol within some bounded context.  In such a case, once the
communication moves out of the context of interpretation in which it
was defined, the meaning of the symbol becomes lost.

Within public digital communications networks such as the Internet
this requirement for a uniquely defined symbol set with a uniquely
defined meaning exists at many levels, commencing with the binary
encoding scheme, extending to packet headers and payload formats and
the protocol that an application uses to interact.  In each case a
variation of the symbol set or a difference of interpretation of the
symbols being used within the interaction causes a protocol failure,
and the communication fails.  The property of uniqueness allows a
symbol to be used unambiguously in any context, allowing the symbol to
be passed on, referred to, and reused, while still preserving the
meaning of the original use.
 
The DNS fulfills an essential role within the Internet protocol
environment, allowing network locations to be referred to using a
label other than a protocol address.  As with any other such symbol
set, DNS names are designed to be globally unique, that is, for any
one DNS name at any one time there must be a single set of DNS records
uniquely describing protocol addresses, network resources and services
associated with that DNS name.  All of the applications deployed on
the Internet which use the DNS assume this, and Internet users expect
such behavior from DNS names.  Names are then constant symbols, whose
interpretation does not specifically require knowledge of the context
of any individual party.  A DNS name can be passed from one party to
another without altering the semantic intent of the name.

Since the DNS is hierarchically structured into domains, the
uniqueness requirement for DNS names in their entirety implies that
each of the names (sub-domains) defined within a domain has a unique
meaning (i.e.  set of DNS records) within that domain.  This is as
true for the root domain as for any other DNS domain.  The requirement
for uniqueness within a domain further implies that there be some
mechanism to prevent name conflicts within a domain.  In DNS this is
accomplished by assigning a single owner or maintainer to every
domain, including the root domain, who is responsible for ensuring
that each sub-domain of that domain has the proper records associated
with it.  This is a technical requirement, not a policy choice.
 
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2.2.  Coordination of Updates

Both the design and implementations of the DNS protocol are heavily
based on the assumption that there is a single owner or maintainer for
every domain, and that any set of resources records associated with a
domain is modified in a single-copy serializable fashion.  That is,
even assuming that a single domain could somehow be "shared" by
uncooperating parties, there is no means within the DNS protocol by
which a user or client could discover, and choose between, conflicting
definitions of a DNS name made by different parties.  The client will
simply return the first set of resource records that it finds that
matches the requested domain, and assume that these are valid.  This
protocol is embedded in the operating software of hundreds of millions
of computer systems, and is not easily updated to support a shared
domain scenario.

Moreover, even supposing that some other means of resolving
conflicting definitions could be provided in the future, it would have
to be based on objective rules established in advance.  For example,
zone A.B could declare that naming authority Y had been delegated all
subdomains of A.B with an odd number of characters, and that naming
authority Z had been delegated authority to define subdomains of A.B
with an even number of characters.  Thus, a single set of rules would
have to be agreed to prevent Y and Z from making conflicting
assignments, and with this train of actions a single unique space has
been created in any case.  Even this would not allow multiple
non-cooperating authorities to assign arbitrary sub-domains within a
single domain.

It seems that a degree of cooperation and agreed technical rules are
required in order to guarantee the uniqueness of names.  In the DNS,
these rules are established independently for each part of the naming
hierarchy, and the root domain is no exception.  Thus, there must be a
generally agreed single set of rules for the root.

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2.3.  Difficulty of Relocating the Root Zone

There is one specific technical respect in which the root zone differs
from all other DNS zones: the addresses of the name servers for the
root zone come primarily from out-of-band information.  This
out-of-band information is often poorly maintained and, unlike all
other data in the DNS, the out-of-band information has no automatic
timeout mechanism.  It is not uncommon for this information to be
years out of date at many sites.

Like any other zone, the root zone contains a set of "name server"
resource records listing its servers, but a resolver with no valid
addresses for the current set of root servers will never be able to
obtain these records.  More insidiously, a resolver that has a mixed
set of partially valid and partially stale out-of-band configuration
information will not be able to tell which are the "real" root servers
if it gets back conflicting answers; thus, it is very difficult to
revoke the status of a malicious root server, or even to route around
a buggy root server.

In effect, every full-service resolver in the world "delegates" the
root of the public tree to the public root server(s) of its choice.

As a direct consequence, any change to the list of IP addresses that
specify the public root zone is significantly more difficult than
changing any other aspect of the DNS delegation chain.   Thus,
stability of the system calls for extremely conservative and cautious
management of the public root zone: the frequency of updates to the
root zone must be kept low, and the servers for the root zone must
be closely coordinated.

These problems can be ameliorated to some extent by the DNS Security
Extensions [DNSSEC], but a similar out-of-band configuration problem
exists for the cryptographic signature key to the root zone, so the
root zone still requires tight coupling and coordinated management
even in the presence of DNSSEC.

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3.  Conclusion

The DNS type of unique naming and name-mapping system may not be ideal
for a number of purposes for which it was never designed, such a
locating information when the user doesn't precisely know the correct
names.  As the Internet continues to expand, we would expect directory
systems to evolve which can assist the user in dealing with vague or
ambiguous references.  To preserve the many important features of the
DNS and its multiple record types -- including the Internet's
equivalent of telephone number portability -- we would expect the
result of directory lookups and identification of the correct names
for a particular purpose to be unique DNS names that are then resolved
normally, rather than having directory systems "replace" the DNS.

There is no getting away from the unique root of the public DNS.

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4.  Security Considerations

This memo does not introduce any new security issues, but it does
attempt to identify some of the problems inherent in a family of
recurring technically naive proposals.

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5.  IANA Considerations

This memo is not intended to create any new issues for IANA.

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6.  References

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[DNS-CONCEPTS]  Mockapetris, P., 
"Domain names - concepts and facilities", 
RFC 1034, 
November 1987.

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[DNS-IMPLEMENTATION]  Mockapetris, P.,
"Domain names - implementation and specification", 
RFC 1035, 
November 1987.

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[DNSSEC]  Eastlake, D.,
"Domain Name System Security Extensions",
RFC 2535,
March 1999.

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7.  Author's address:

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Internet Architecture Board
iab@iab.org
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