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Network Working Group                                         R. Austein
draft-ietf-dnsext-ipv6-dns-tradeoffs-02.txt          Bourgeois Dilettant
                                                               June 2002
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Tradeoffs in DNS support for IPv6
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Status of this document
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This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC 2026.

Internet-Drafts are working documents of the Internet Engineering Task
Force (IETF), its areas, and its working groups.  Note that other
groups may also distribute working documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time.  It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."

The list of current Internet-Drafts can be accessed at
<http://www.ietf.org/ietf/1id-abstracts.txt>

The list of Internet-Draft Shadow Directories can be accessed at
<http://www.ietf.org/shadow.html>

Distribution of this document is unlimited.  Please send comments to
the Namedroppers mailing list <namedroppers@ops.ietf.org>.

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Abstract

The IETF has two different proposals on the table for how to do DNS
support for IPv6, and has thus far failed to reach a clear consensus
on which approach is better.  This note attempts to examine the pros
and cons of each approach, in the hope of clarifying the debate so
that we can reach closure and move on.

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Introduction

RFC 1886 [RFC1886] specified straightforward mechanisms to support
IPv6 addresses in the DNS.  These mechanisms closely resemble the
mechanisms used to support IPv4, and with a minor improvement to the
reverse mapping mechanism based on experience with CIDR.  RFC 1886 is
currently listed as a Proposed Standard.

RFC 2874 [RFC2874] specified enhanced mechanisms to support IPv6
addresses in the DNS.  These mechanisms provide new features that make
it possible for an IPv6 address stored in the DNS to be broken up
into multiple DNS resource records in ways that can reflect the
network topology underlying the address, thus making it possible for
the data stored in the DNS to reflect certain kinds of network
topology changes or routing architectures that are either impossible
or more difficult to represent without these mechanisms.  RFC 2874 is
also currently listed as a Proposed Standard.

Both of these Proposed Standards were the output of the IPNG Working
Group.  Both have been implemented, although implementation of
[RFC1886] is more widespread, both because it was specified earlier
and because it's simpler to implement.

There's little question that the mechanisms proposed in [RFC2874]
are more general than the mechanisms proposed in [RFC1886], and
that these enhanced mechanisms might be valuable if IPv6's evolution
goes in certain directions.  The questions are whether we really need
the more general mechanism, what new usage problems might come along
with the enhanced mechanisms, and what effect all this will have on
IPv6 deployment.

The one thing on which there does seem to be widespread agreement is
that we should make up our minds about all this Real Soon Now.

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Main advantages of going with A6

While the A6 RR proposed in [RFC2874] is very general and provides
a superset of the functionality provided by the AAAA RR in
[RFC1886], many of the features of A6 can also be implemented with
AAAA RRs via preprocessing during zone file generation.

There is one specific area where A6 RRs provide something that cannot
be provided using AAAA RRs: A6 RRs can represent addresses in which a
prefix portion of the address can change without any action (or
perhaps even knowledge) by the parties controlling the DNS zone
containing the terminal portion (least significant bits) of the
address.  This includes both so-called "rapid renumbering" scenarios
(where an entire network's prefix may change very quickly) and routing
architectures such as the former "GSE" proposal [GSE] (where the
"routing goop" portion of an address may be subject to change without
warning).  A6 RRs do not completely remove the need to update leaf
zones during all renumbering events (for example, changing ISPs would
usually require a change to the upward delegation pointer), but
careful use of A6 RRs could keep the number of RRs that need to change
during such an event to a minimum.

Note that constructing AAAA RRs via preprocessing during zone file
generation requires exactly the sort of information that A6 RRs store
in the DNS.  This begs the question of where the hypothetical
preprocessor obtains that information if it's not getting it from the
DNS.

Note also that the A6 RR, when restricted to its zero-length-prefix
form ("A6 0"), is semantically equivalent to an AAAA RR (with one
"wasted" octet in the wire representation), so anything that can be
done with an AAAA RR can also be done with an A6 RR.

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Main advantages of going with AAAA

The AAAA RR proposed in [RFC1886], while providing only a subset of
the functionality provided by the A6 RR proposed in [RFC2874], has
two main points to recommend it:

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- AAAA RRs are essentially identical (other than their length) to
IPv4's A RRs, so we have more than 15 years of experience to help us
predict the usage patterns, failure scenarios and so forth associated
with AAAA RRs.

.ti 3
- The AAAA RR is "optimized for read", in the sense that, by storing a
complete address rather than making the resolver fetch the address in
pieces, it minimizes the effort involved in fetching addresses from
the DNS (at the expense of increasing the effort involved in injecting
new data into the DNS).

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Less compelling arguments in favor of A6

Since the A6 RR allows a zone administrator to write zone files whose
description of addresses maps to the underlying network topology, A6
RRs can be construed as a "better" way of representing addresses than
AAAA.  This may well be a useful capability, but in and of itself it's
more of an argument for better tools for zone administrators to use
when constructing zone files than a justification for changing the
resolution protocol used on the wire.

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Less compelling arguments in favor of AAAA

Some of the pressure to go with AAAA instead of A6 appears to be based
on the wider deployment of AAAA.  Since it is possible to construct
transition tools (see discussion of AAAA synthesis, later in this
note), this does not appear to be a compelling argument if A6 provides
features that we really need.

Another argument in favor of AAAA RRs over A6 RRs appears to be that
the A6 RR's advanced capabilities increase the number of ways in which
a zone administrator could build a non-working configuration.  While
operational issues are certainly important, this is more of argument
that we need better tools for zone administrators than it is a
justification for turning away from A6 if A6 provides features that we
really need.

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Potential problems with A6

The enhanced capabilities of the A6 RR, while interesting, are not in
themselves justification for choosing A6 if we don't really need those
capabilities.  The A6 RR is "optimized for write", in the sense that,
by making it possible to store fragmented IPv6 addresses in the DNS,
it makes it possible to reduce the effort that it takes to inject new
data into the DNS (at the expense of increasing the effort involved in
fetching data from the DNS).  This may be justified if we expect the
effort involved in maintaining AAAA-style DNS entries to be
prohibitive, but in general, we expect the DNS data to be read more
frequently than it is written, so we need to evaluate this particular
tradeoff very carefully.

There are also several potential issues with A6 RRs that stem directly
from the feature that makes them different from AAAA RRs: the ability
to build up address via chaining.

Resolving a chain of A6 RRs involves resolving a series of what are
almost independent queries, but not quite.  Each of these sub-queries
takes some non-zero amount of time, unless the answer happens to be in
the resolver's local cache already.  Assuming that resolving an AAAA
RR takes time T as a baseline, we can guess that, on the average, it
will take something approaching time N*T to resolve an N-link chain of
A6 RRs, although we would expect to see a fairly good caching factor
for the A6 fragments representing the more significant bits of an
address.  This leaves us with two choices, neither of which is very
good: we can decrease the amount of time that the resolver is willing
to wait for each fragment, or we can increase the amount of time that
a resolver is willing to wait before returning failure to a client.
What little data we have on this subject suggests that users are
already impatient with the length of time it takes to resolve A RRs in
the IPv4 Internet, which suggests that they are not likely to be
patient with significantly longer delays in the IPv6 Internet.  At the
same time, terminating queries prematurely is both a waste of
resources and another source of user frustration.  Thus, we are forced
to conclude that indiscriminate use of long A6 chains is likely to
lead to problems.

To make matters worse, the places where A6 RRs are likely to be most
critical for rapid renumbering or GSE-like routing are situations
where the prefix name field in the A6 RR points to a target that is
not only outside the DNS zone containing the A6 RR, but is
administered by a different organization (for example, in the case of
an end user's site, the prefix name will most likely point to a name
belonging to an ISP that provides connectivity for the site).  While
pointers out of zone are not a problem per se, pointers to other
organizations are somewhat more difficult to maintain and less
susceptible to automation than pointers within a single organization
would be.  Experience both with glue RRs and with PTR RRs in the
IN-ADDR.ARPA tree suggests that many zone administrators do not really
understand how to set up and maintain these pointers properly, and we
have no particular reason to believe that these zone administrators
will do a better job with A6 chains than they do today.  To be fair,
however, the alternative case of building AAAA RRs via preprocessing
before loading zones has many of the same problems; at best, one can
claim that using AAAA RRs for this purpose would allow DNS clients to
get the wrong answer somewhat more efficiently than with A6 RRs.

Finally, assuming near total ignorance of how likely a query is to
fail, the probability of failure with an N-link A6 chain would appear
to be roughly proportional to N, since each of the queries involved in
resolving an A6 chain would have the same probability of failure as a
single AAAA query.  Note again that this comment applies to failures
in the the process of resolving a query, not to the data obtained via
that process.  Arguably, in an ideal world, A6 RRs would increase the
probability of the answer a client (finally) gets being right,
assuming that nothing goes wrong in the query process, but we have no
real idea how to quantify that assumption at this point even to the
hand-wavey extent used elsewhere in this note.

One potential problem that has been raised in the past regarding A6
RRs turns out not to be a serious issue.  The A6 design includes the
possibility of there being more than one A6 RR matching the prefix
name portion of a leaf A6 RR.  That is, an A6 chain may not be a
simple linked list, it may in fact be a tree, where each branch
represents a possible prefix.  Some critics of A6 have been concerned
that this will lead to a wild expansion of queries, but this turns out
not to be a problem if a resolver simply follows the "bounded work per
query" rule described in RFC 1034 (page 35).  That rule applies to all
work resulting from attempts to process a query, regardless of whether
it's a simple query, a CNAME chain, an A6 tree, or an infinite loop.
The client may not get back a useful answer in cases where the zone
has been configured badly, but a proper implementation should not
produce a query explosion as a result of processing even the most
perverse A6 tree, chain, or loop.

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Interactions with DNSSEC

One of the areas where AAAA and A6 RRs differ is in the precise
details of how they interact with DNSSEC.  The following comments
apply only to non-zero-prefix A6 RRs (A6 0 RRs, once again, are
semantically equivalent to AAAA RRs).

Other things being equal, the time it takes to re-sign all of the
addresses in a zone after a renumbering event is longer with AAAA RRs
than with A6 RRs (because each address record has to be re-signed
rather than just signing a common prefix A6 RR and a few A6 0 RRs
associated with the zone's name servers).  Note, however, that in
general this does not present a serious scaling problem, because the
re-signing is performed in the leaf zones.

Other things being equal, there's more work involved in verifying the
signatures received back for A6 RRs, because each address fragment has
a separate associated signature.  Similarly, a DNS message containing
a set of A6 address fragments and their associated signatures will be
larger than the equivalent packet with a single AAAA (or A6 0) and a
single associated signature.

Since AAAA RRs cannot really represent rapid renumbering or GSE-style
routing scenarios very well, it should not be surprising that DNSSEC
signatures of AAAA RRs are also somewhat problematic.  In cases where
the AAAA RRs would have to be changing very quickly to keep up with
prefix changes, the time required to re-sign the AAAA RRs may be
prohibitive.

Empirical testing by Bill Sommerfeld [Sommerfeld] suggests that 333MHz
Celeron laptop with 128KB L2 cache and 64MB RAM running the BIND-9
dnssec-signzone program under NetBSD can generate roughly 40 1024-bit
RSA signatures per second.  Extrapolating from this, assuming one A
RR, one AAAA RR, and one NXT RR per host, this suggests that it would
take this laptop a few hours to sign a zone listing 10**5 hosts, or
about a day to sign a zone listing 10**6 hosts using AAAA RRs.

This suggests that the additional effort of re-signing a large zone
full of AAAA RRs during a re-numbering event, while noticeable, is only
likely to be prohibitive in the rapid renumbering case where AAAA RRs
don't work well anyway.

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Interactions with dynamic update

DNS dynamic update appears to work equally well for AAAA or A6 RRs,
with one minor exception: with A6 RRs, the dynamic update client needs
to know the prefix length and prefix name.  At present, no mechanism
exists to inform a dynamic update client of these values, but
presumably such a mechanism could be provided via an extension to
DHCP, or some other equivalent could be devised.

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Transition from AAAA to A6 via AAAA synthesis

While AAAA is at present more widely deployed than A6, it is possible
to transition from AAAA-aware DNS software to A6-aware DNS software.
A rough plan for this was presented at IETF-50 in Minneapolis and has
been discussed on the ipng mailing list.   So if the IETF concludes
that A6's enhanced capabilities are necessary, it should be possible
to transition from AAAA to A6.

The details of this transition have been left to a separate document,
but the general idea is that the resolver that is performing iterative
resolution on behalf of a DNS client program could synthesize AAAA RRs
representing the result of performing the equivalent A6 queries.  Note
that in this case it is not possible to generate an equivalent DNSSEC
signature for the AAAA RR, so clients that care about performing
DNSSEC validation for themselves would have to issue A6 queries
directly rather than relying on AAAA synthesis.

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Bitlabels

While the differences between AAAA and A6 RRs have generated most of
the discussion to date, there are also two proposed mechanisms for
building the reverse mapping tree (the IPv6 equivalent of IPv4's
IN-ADDR.ARPA tree).

[RFC1886] proposes a mechanism very similar to the IN-ADDR.ARPA
mechanism used for IPv4 addresses: the RR name is the hexadecimal
representation of the IPv6 address, reversed and concatenated with a
well-known suffix, broken up with a dot between each hexadecimal
digit.  The resulting DNS names are somewhat tedious for humans to
type, but are very easy for programs to generate.  Making each
hexadecimal digit a separate label means that delegation on arbitrary
bit boundaries will result in a maximum of 16 NS RRsets per label
level; again, the mechanism is somewhat tedious for humans, but is
very easy to program.  As with IPv4's IN-ADDR.ARPA tree, the one place
where this scheme is weak is in handling delegations in the least
significant label; however, since there appears to be no real need to
delegate the least significant four bits of an IPv6 address, this does
not appear to be a serious restriction.

[RFC2874] proposed a radically different way of naming entries in
the reverse mapping tree: rather than using textual representations of
addresses, it proposes to use a new kind of DNS label (a "bit label")
to represent binary addresses directly in the DNS.  This has the
advantage of being significantly more compact than the textual
representation, and arguably might have been a better solution for DNS
to use for this purpose if it had been designed into the protocol from
the outset.  Unfortunately, experience to date suggests that deploying
a new DNS label type is very hard: all of the DNS name servers that
are authoritative for any portion of the name in question must be
upgraded before the new label type can be used, as must any resolvers
involved in the resolution process.  Any name server that has not been
upgraded to understand the new label type will reject the query as
being malformed.

Since the main benefit of the bit label approach appears to be an
ability that we don't really need (delegation in the least significant
four bits of an IPv6 address), and since the upgrade problem is likely
to render bit labels unusable until a significant portion of the DNS
code base has been upgraded, it is difficult to escape the conclusion
that the textual solution is good enough.

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DNAME RRs

[RFC2874] also proposes using DNAME RRs as a way of providing the
equivalent of A6's fragmented addresses in the reverse mapping tree.
That is, by using DNAME RRs, one can write zone files for the reverse
mapping tree that have the same ability to cope with rapid renumbering
or GSE-style routing that the A6 RR offers in the main portion of the
DNS tree.  Consequently, the need to use DNAME in the reverse mapping
tree appears to be closely tied to the need to use fragmented A6 in
the main tree: if one is necessary, so is the other, and if one isn't
necessary, the other isn't either.

Other uses have also been proposed for the DNAME RR, but since they
are outside the scope of the IPv6 address discussion, they will not be
addressed here.

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Recommendation

Distilling the above feature comparisons down to their key elements,
the important questions appear to be:

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(a) Is IPv6 going to do rapid renumbering or GSE-like routing?
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(b) Is the reverse mapping tree for IPv6 going to require delegation in
the least significant four bits of the address?
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Question (a) appears to be the key to the debate.  This is really a
decision for the IPv6 community to make, not the DNS community.

Question (b) is also for the IPv6 community to make, but it seems
fairly obvious that the answer is "no".

Recommendations based on these questions:

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(1) If the IPv6 working groups seriously intend to specify and deploy
rapid renumbering or GSE-like routing, we should transition to using
the A6 RR in the main tree and to using DNAME RRs as necessary in the
reverse tree.
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(2) Otherwise, we should keep the simpler AAAA solution in the main
tree and should not use DNAME RRs in the reverse tree.
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(3) In either case, the reverse tree should use the textual
representation described in [RFC1886] rather than the bit label
representation described in [RFC2874].
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(4) If we do go to using A6 RRs in the main tree and to using DNAME
RRs in the reverse tree, we should write applicability statements and
implementation guidelines designed to discourage excessively complex
uses of these features; in general, any network that can be described
adequately using A6 0 RRs and without using DNAME RRs should be
described that way, and the enhanced features should be used only when
absolutely necessary, at least until we have much more experience with
them and have a better understanding of their failure modes.
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Security Considerations

This note compares two mechanisms with similar security
characteristics, but there are a few security implications to the
choice between these two mechanisms:

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(1) The two mechanisms have similar but not identical interactions
with DNSSEC.  Please see the section entitled "Interactions with
DNSSEC" (above) for a discussion of these issues.
.ti 3
(2) To the extent that operational complexity is the enemy of
security, the tradeoffs in operational complexity discussed throughout
this note have an impact on security.
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(3) To the extent that protocol complexity is the enemy of security,
the additional protocol complexity of [RFC2874] as compared to
[RFC1886] has some impact on security.
.in 3

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IANA Considerations

None, since all of these RR types have already been allocated.

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Acknowledgments

This note is based on a number of discussions both public and private
over a period of (at least) eight years, but particular thanks go to
Alain Durand,
Bill Sommerfeld, 
Christian Huitema,
Jun-ichiro itojun Hagino,
Mark Andrews,
Matt Crawford,
Olafur Gudmundsson,
Randy Bush,
and
Sue Thomson,
none of whom are responsible for what the author did with their ideas.

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References

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[RFC1886]  
Thomson, S., and Huitema, C.,
"DNS Extensions to support IP version 6",
RFC 1886,
December 1995.

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[RFC2874]  
Crawford, M., and Huitema, C.,
"DNS Extensions to Support IPv6 Address Aggregation and Renumbering"
RFC 2874,
July 2000.

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[Sommerfeld]
Private message to the author from Bill Sommerfeld dated 21 March
2001, summarizing the result of experiments he performed on a copy of
the MIT.EDU zone.

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[GSE]
"GSE" was an evolution of the so-called "8+8" proposal discussed by
the IPng working group in 1996 and 1997.  The GSE proposal itself was
written up as an Internet-Draft, which has long since expired.
Readers interested in the details and history of GSE should review the
IPng working group's mailing list archives and minutes from that
period.

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Author's addresses:

.nf
Rob Austein
sra@hactrn.net
.fi
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